Juan P. Viana Ponte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Pablo Viana Ponte, who also goes by Juan Pablo VIana, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2018. Juan had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2019 - June 30, 2025
EPIC CAPITAL SECURITIES
June 15, 2018 - June 28, 2019
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
EPIC CAPITAL SECURITIES
CRD#: 166756 / SEC#: , 8-69229
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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