Marshall J. Grams
DAKOTA WEALTH
Sartell, MN 56377
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CRD#: 6973817
Professional summary
Marshall John Grams, CFP® is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Sartell, Minnesota.
Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Marshall has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Outside Business: Minnesota Army National Guard; Investment Related: No; Address of Outside Business: St. Paul, Minnesota; Nature of Outside Business: Other; Position: Helicopter Pilot; Start Date:10/31/2007; Hours per month: 20-40; Hours per month during securities trading hours: No; Description of Duties: I fly blackhawk helicopters for the Minnesota Army National Guard. Name of Outside Business; St. Cloud Regional Airport Authority. Investment Related; Yes. Address of Outside Business; St. Cloud, Minnesota. Nature of Other Business: Municipality formed to own, operate, and govern the St. Cloud Regional Airport. Position; Treasurer. Start date; 1/1/2022. Hours per month; 4. Hours per month during securities trading hours; 0. Description of Duties: Approve airport bills, payroll, and oversee airport financials; income, expenses, and investments.
CRS (Client Relationship Summary) - RIA
Click below to view Marshall John Grams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
January 2, 2024 - Present
DAKOTA WEALTH, LLC
Office #1: 2454 8th Avenue S, Suite #200, Sartell, MN 56377RIA
CRD#: 297987
Sartell, MN
Past
November 18, 2020 - February 29, 2024
LEDGE WEALTH
RIA
CRD#: 165713
SARTELL, MN
Past
July 31, 2018 - September 10, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
ST. CLOUD, MN
Past
July 31, 2018 - September 10, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
STE 204, MN
Past
July 12, 2018 - September 10, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
ST. CLOUD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
RIA
Registered Investment Advisory firm - (10/8/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
RIA
Registered Investment Advisory firm - (10/8/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752
Mailing Address
Phone number
(561) 774-8101
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,786 |
| AUM (Assets Under Management) | $ 6,335,261,507 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/10/2025 | ||
| 09/13/2024 | ||
| 11/21/2023 | ||
| 01/18/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAKOTA WEALTH, LLC
CRD#: 297987Sartell, MN 56377TRUST BUT VERIFY
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