John R. Patterson

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CRD#: 6973628

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Richard Patterson was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2018. John had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 19, 2022 - January 12, 2023

CORNERSTONE ADVISORY

RIA

CRD#: 142359

HUNT VALLEY, MD

Past

September 11, 2019 - August 16, 2022

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

August 16, 2018 - August 16, 2022

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE ADVISORY

CORNERSTONE ADVISORY | CORNERSTONE ADVISORY, LLP | CORNERSTONE ADVISORY, LLC | CORNERSTONE ADVISORY LLP

CRD#: 142359 / SEC#: 801-68058

RIA

Registered Investment Advisory firm - (7/5/2007 Approved)

Maryland

Registered Investment Advisory firm - (7/19/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/29/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/16/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNERSTONE ADVISORY

CORNERSTONE ADVISORY | CORNERSTONE ADVISORY, LLP | CORNERSTONE ADVISORY, LLC | CORNERSTONE ADVISORY LLP

CRD#: 142359 / SEC#: 801-68058

RIA

Registered Investment Advisory firm - (7/5/2007 Approved)

Maryland

Registered Investment Advisory firm - (7/19/2007 Terminated)

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Contact information

Main Address

211 Old Padonia Road, Hunt Valley, MD 21030

Mailing Address

Phone number

(410) 468-1693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNERSTONE ADVISORY, LLC (4/14/2025)

Regulatory assets under management

Total Number of Accounts	2,761
AUM (Assets Under Management)	$ 2,012,336,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CORNERSTONE ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2019

Series 63

Date: 8/29/2018

Series 7TO

Date: 8/19/2019

SIE

Date: 10/1/2018

Series 6

Date: 8/16/2018

Current Firm

CORNERSTONE ADVISORY

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE ADVISORY

TRUST BUT VERIFY

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