Sean Gregory Cunningham
Professional Summary
Sean Gregory Cunningham was a registered financial advisor. Sean was a previously registered financial professional and started their career in finance 2019 - 2021. Sean had worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
GLC SECURITIES, LLC | GLCA SECURITIES, LLC
Contact Information
Main Address
600 Lexington Avenue 9th Floor, New York, NY 10022Mailing Address
600 Lexington Avenue 9th Floor, New York, NY 10022Phone Number
(212) 542-4540Established
Delaware since 08/12/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | — |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | — |
| HAN, ABRAHAM T | PRINCIPAL | — |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Sep 2019About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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