Aaron S. Greenberg
Professional summary
Aaron S Greenberg, who also goes by Aaron Samuel Greenberg, Aaron Greenberg, is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2018. Aaron has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron S Greenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2022 - Present
ARCADIA SECURITIES, LLC
Office #1: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019July 23, 2018 - November 30, 2020
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 4/28/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 99TO
Date: 3/13/2022
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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