Michael T. Sowa
Professional summary
Michael Tanner Sowa, who also goes by Tanner Sowa, is a registered financial professional currently at HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Tanner Sowa's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2021 - Present
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC
Office #1: 1350 Avenue Of The Americas 33rd Floor, New York, NY 10019August 16, 2018 - August 13, 2021
MMC SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2021)
Exams
Series 79TO
Date: 6/29/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC
CRD#: 172729 / SEC#: , 8-69523
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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