Sierra Elrod

GLOBAL WEALTH ADVISORS

Houston, TX 77027

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CRD#: 6972831

Professional summary

Sierra Elrod is a registered financial advisor currently at GLOBAL WEALTH ADVISORS located in Houston, Texas and ALTERIS CAPITAL PARTNERS, LLC located in Houston, Texas.

Sierra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sierra has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sierra Elrod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2024 - Present

GLOBAL WEALTH ADVISORS

Office #1: 520 Post Oak Boulevard Suite 450, Houston, TX 77027

RIA

CRD#: 147800

Houston, TX

Current

April 1, 2025 - Present

ALTERIS CAPITAL PARTNERS, LLC

Office #1: 520 Post Oak Boulevard Suite 450, Houston, TX 77027

RIA

CRD#: 335079

HOUSTON, TX

Past

April 26, 2022 - April 5, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Houston, TX

Past

December 5, 2020 - April 5, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTERIS CAPITAL PARTNERS, LLC

CRD#: 335079 / SEC#: 801-132143

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/4/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/25/2020

Securities Industry Essentials Examination

Current Firm

ALTERIS CAPITAL PARTNERS, LLC

CRD#: 335079 / SEC#: 801-132143

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

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Contact information

Main Address

520 Post Oak Boulevard Suite 450, Houston, TX 77027

Mailing Address

Phone number

(832) 649-8111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A FEBRUARY 2025 (6/6/2025)

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 101,191,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sierra Elrod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sierra Elrod's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL WEALTH ADVISORS

ALTERIS CAPITAL PARTNERS, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

ALTERIS CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2021

Series 7TO

Date: 12/4/2020

SIE

Date: 9/25/2020

Current Firm

ALTERIS CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTERIS CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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