Michael P. Barackman

GREEN STREET

Newport Beach, CA 92660

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CRD#: 6972752

Professional summary

Michael P Barackman is a registered financial advisor currently at GREEN STREET located in Newport Beach, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Barackman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

GREEN STREET

Office #1: 100 Bayview Circle Suite 400, Newport Beach, CA 92660

RIA

CRD#: 172378

Newport Beach, CA

Past

November 11, 2019 - December 21, 2021

GREEN STREET

RIA

CRD#: 172378

NEWPORT BEACH, CA

Past

January 18, 2019 - October 18, 2019

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

COSTA MESA, CA

Past

January 16, 2019 - October 18, 2019

PRINCIPAL SECURITIES, INC.

CRD#: 1137

COSTA MESA, CA

Past

October 9, 2018 - November 30, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWPORT BEACH, CA

Past

July 13, 2018 - November 30, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/1/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2018

General Securities Representative Examination

Current Firm

GREEN STREET

GREEN STREET | GREEN STREET RESEARCH, LLC | GREEN STREET ADVISORS, LLC

CRD#: 172378 / SEC#: 801-80137

RIA

Registered Investment Advisory firm - (3/1/2022 Terminated)

California

Registered Investment Advisory firm - (2/28/2022 Approved)

Texas

Registered Investment Advisory firm - (5/16/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Bayview Circle Suite 400, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 640-8780

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Barackman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Barackman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN STREET

GREEN STREET

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2025

Series 66

Date: 10/1/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2018

Current Firm

GREEN STREET

Contact information

Documents

Red Flags

Company Information

GREEN STREET

TRUST BUT VERIFY

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