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BD

Bowen Ding

GA CAPITAL MARKETS BD
Portland, OR 97210
Some features on this profile are disabled
CRD#: 6972691
BD

Professional summary

Bowen Ding is a registered financial professional currently at GA CAPITAL MARKETS BD, LLC located in Portland, Oregon.

Bowen is registered as a RR (Registered Representative) and started their career in finance in 2021. Bowen has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bowen Ding's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 25, 2025 - Present

GA CAPITAL MARKETS BD, LLC

Office #1: 2646 Nw Cornell Road, Portland, OR 97210
BD
CRD#: 310101
Portland, OR
Past

May 5, 2022 - August 14, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 8, 2021 - April 26, 2022

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/8/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GA CAPITAL MARKETS BD, LLC
FUND GOOD | GOOD INVESTOR VENTURES LLC | GOOD INVESTOR FINANCIAL | GA CAPITAL MARKETS BD, LLC

CRD#: 310101 / SEC#: , 8-70562

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2646 Nw Cornell Road, Portland, OR 97210
Mailing Address
2646 Nw Cornell Road, Portland, OR 97210
Phone number
(503) 201-1375
Established
Delaware since 07/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GENERAL ATLANTIC CAPITAL MARKETS LLCMEMBER
MAYNARD-PHILIPP, CHRISTIAN DESEREECHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER6592228
MEGENITY, BRIAN MCDONALDFINANCIAL OPERATIONS PRINCIPAL2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GA CAPITAL MARKETS BD, LLC

CRD#: 310101Portland, OR 97210

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