Pascale H. Dumesnil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pascale H Dumesnil, CFP®, who also goes by Pascale Dumesnil, was a registered financial professional .
Pascale is a previously registered financial professional and started their career in finance in 2020. Pascale had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2021 - June 30, 2023
TSCHETTER GROUP
September 4, 2020 - June 3, 2021
MORGAN STANLEY
June 11, 2020 - June 3, 2021
MORGAN STANLEY
Primary Firm SEC Registration
TSCHETTER GROUP
CRD#: 301548 / SEC#: 801-115160
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/11/2020
General Securities Representative ExaminationCurrent Firm
TSCHETTER GROUP
CRD#: 301548 / SEC#: 801-115160
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,330 |
| AUM (Assets Under Management) | $ 2,137,933,323 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 02/19/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
