DF
Dylan Fritz
EQUITYZEN SECURITIES LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 6971610
DF
Professional summary
Dylan Fritz, who also goes by Dylan Christopher Fritz, is a registered financial professional currently at EQUITYZEN SECURITIES LLC located in New York, New York.
Dylan is registered as a RR (Registered Representative) and started their career in finance in 2021. Dylan has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dylan Christopher Fritz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dylan Fritz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2025 - Present
EQUITYZEN SECURITIES LLC
Office #1: 30 Broad Street, Suite 1200, New York, NY 10004BD
CRD#: 281820
NEW YORK, NY
Past
August 12, 2021 - December 21, 2023
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2025)
RR
Alaska(1/22/2025)
RR
Arizona(1/21/2025)
RR
Arkansas(2/5/2025)
RR
California(1/22/2025)
RR
Colorado(1/23/2025)
RR
Connecticut(1/7/2025)
RR
Delaware(1/21/2025)
RR
District of Columbia(1/27/2025)
RR
Florida(1/6/2025)
RR
Georgia(3/31/2025)
RR
Hawaii(2/5/2025)
RR
Idaho(1/14/2025)
RR
Illinois(1/21/2025)
RR
Indiana(1/23/2025)
RR
Iowa(1/9/2025)
RR
Kansas(1/6/2025)
RR
Kentucky(1/6/2025)
RR
Louisiana(1/24/2025)
RR
Maine(1/6/2025)
RR
Maryland(1/30/2025)
RR
Massachusetts(1/7/2025)
RR
Michigan(1/6/2025)
RR
Minnesota(1/6/2025)
RR
Mississippi(1/6/2025)
RR
Missouri(1/7/2025)
RR
Montana(1/6/2025)
RR
Nebraska(1/6/2025)
RR
Nevada(1/21/2025)
RR
New Hampshire(1/24/2025)
RR
New Jersey(1/6/2025)
RR
New Mexico(1/27/2025)
RR
New York(1/19/2025)
RR
North Carolina(1/21/2025)
RR
North Dakota(1/17/2025)
RR
Ohio(1/7/2025)
RR
Oklahoma(1/6/2025)
RR
Oregon(2/23/2025)
RR
Pennsylvania(1/7/2025)
RR
Puerto Rico(1/27/2025)
RR
Rhode Island(1/21/2025)
RR
South Carolina(1/6/2025)
RR
South Dakota(1/21/2025)
RR
Tennessee(1/21/2025)
RR
Texas(1/6/2025)
RR
Utah(1/8/2025)
RR
Vermont(1/21/2025)
RR
Virgin Islands(1/21/2025)
RR
Virginia(1/21/2025)
RR
Washington(1/22/2025)
RR
West Virginia(1/23/2025)
RR
Wisconsin(1/7/2025)
RR
Wyoming(1/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC
CRD#: 281820 / SEC#: , 8-69689
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
30 Broad Street, Suite 1200, New York, NY 10004
Mailing Address
30 Broad Street, Suite 1200, New York, NY 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
