James A. Andre
Professional summary
James Austin Andre is a registered financial professional currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee.
James is registered as a RR (Registered Representative) and started their career in finance in 2019. James has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Austin Andre's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Office #1: 300 Innovation Dr, Franklin, TN 37067February 26, 2021 - March 15, 2022
RAYMOND JAMES & ASSOCIATES, INC.
February 26, 2021 - March 15, 2022
RAYMOND JAMES & ASSOCIATES, INC.
August 14, 2020 - February 10, 2021
MML INVESTORS SERVICES, LLC
January 25, 2019 - February 10, 2021
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2022)
Exams
Series 7TO
Date: 1/25/2019
General Securities Representative ExaminationFINRA
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
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