Robert J. Smith

ARES WEALTH MANAGEMENT SOLUTIONS

New York, NY 10167

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CRD#: 6971132

Professional summary

Robert Jackson Smith, who also goes by Jackson Smith, Robert Smith, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jackson Smith | Robert Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Effective 4/24/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Jackson Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2025 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 245 Park Avenue- 44th Floor, New York, NY 10167

CRD#: 119546

New York, NY

Past

May 10, 2023 - May 4, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LOS ANGELES, CA

Past

May 10, 2023 - May 4, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

April 20, 2022 - April 5, 2023

ARMORY SECURITIES, LLC

CRD#: 147796

El Segundo, CA

Past

October 4, 2021 - February 6, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LOS ANGELES, CA

Past

August 16, 2021 - February 6, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(6/2/2025)

Indiana
(6/2/2025)

Iowa
(6/2/2025)

Michigan
(6/2/2025)

Minnesota
(6/2/2025)

Nebraska
(6/2/2025)

New York
(5/22/2025)

North Dakota
(6/2/2025)

South Dakota
(6/2/2025)

Wisconsin
(6/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/15/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 8/16/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/5/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1200 17th Street Suite #2900, Denver, CO 80202

Mailing Address

1200 17th Street Suite #2900, Denver, CO 80202

Phone number

(303) 869-4600

Established

Colorado since 12/21/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DOUBLE DIAMOND LLC	SOLE MEMBER
ADAMSON, CHRISTINA CARSON	DESIGNATED PRINCIPAL / CO-CEO	5372006
GALLIGAN, CASEY D	DESIGNATED PRINCIPAL / CO-CEO	4022954
MAGNER, BRIAN	CHIEF COMPLIANCE OFFICER	3069172
MARRONE, MICHAEL THOMAS	FINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER	4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Jackson Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

ARMORY SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2021

Series 79TO

Date: 8/15/2022

Series 7TO

Date: 8/16/2021

SIE

Date: 11/5/2020

FINRA

Current Firm

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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