KM
Kristopher D. Miller
LEXINGTON FINANCIAL/LIFE MANAGEMENT
NASHVILLE, TN 37203
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CRD#: 6971117
KM
Professional summary
Kristopher D. Miller, who also goes by Kris Miller, Kristopher Miller, is a registered financial advisor currently at LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC located in Nashville, Tennessee.
Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kristopher has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kris Miller | Kristopher Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kristopher D. Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2018 - Present
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC
Office #1: 1600 West End Ave. Suite 200, Nashville, TN 37203RIA
CRD#: 127618
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC
LEXINGTON FAMILY OFFICE, LLC | LEXINGTON INVESTMENT COUNSEL, LLC | LEXINGTON INVESTMENT COUNSEL OF CALIFORNIA | LEXINGTON INVESTMENT COUNSEL | LEXINGTON INVESTMENT CONSULTING, LLC | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT
CRD#: 127618 / SEC#: 801-130899
RIA
Registered Investment Advisory firm - (8/9/2024 Approved)Florida
Registered Investment Advisory firm - (8/12/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/12/2024 Terminated)Tennessee
Registered Investment Advisory firm - (2/25/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/19/2018)
IAR
North Carolina(10/26/2018)
IAR
Tennessee(9/12/2018)
Exams
Current Firm
LF
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC
LEXINGTON FAMILY OFFICE, LLC | LEXINGTON INVESTMENT COUNSEL, LLC | LEXINGTON INVESTMENT COUNSEL OF CALIFORNIA | LEXINGTON INVESTMENT COUNSEL | LEXINGTON INVESTMENT CONSULTING, LLC | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT
CRD#: 127618 / SEC#: 801-130899
RIA
Registered Investment Advisory firm - (8/9/2024 Approved)Florida
Registered Investment Advisory firm - (8/12/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/12/2024 Terminated)Tennessee
Registered Investment Advisory firm - (2/25/2025 Terminated)Loading...
Contact information
Main Address
1600 West End Ave. Suite 200, Nashville, TN 37203
Mailing Address
1831 12th Ave. South Suite 193, Nashville, TN 37203
Phone number
(615) 492-1011
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 248 |
| AUM (Assets Under Management) | $ 102,786,885 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
