Nicholas Pasichuke

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CRD#: 6970584

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Pasichuke was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2018. Nicholas had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Nick is an Associate in the Mill Valley office. He is a member of the firm’s Wealth Management practice and assists with portfolio management, investment selection and administrative support related to client portfolios.

Prior to joining Cerity Partners, Nick was an Associate Wealth Advisor with Brouwer & Janachowski. Prior to joining Brouwer & Janachowski, Nick worked at Equitable Advisors and AXA Advisors.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of Arizona

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYON CAPITAL LLC

SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2018

General Securities Representative Examination

Current Firm

SYON CAPITAL LLC

SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

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Contact information

Main Address

555 Montgomery St. Ste 1250, San Francisco, CA 94111

Mailing Address

Phone number

(415) 520-7966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYON CAPITAL ADV PART 2A 03-26-2025 (4/29/2025)

Regulatory assets under management

Total Number of Accounts	869
AUM (Assets Under Management)	$ 2,933,416,209

Red Flags

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Contact information

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Nicholas Pasichuke

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

University of Arizona

Experience

CERITY PARTNERS LLC

BROUWER & JANACHOWSKI, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SYON CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2018

SIE

Date: 10/6/2018

Series 7

Date: 10/5/2018

Current Firm

SYON CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYON CAPITAL LLC

TRUST BUT VERIFY

Contact information

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