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AC

Austin B. Clark

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CRD#: 6970527
AC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Austin Blair Clark, who also goes by Austin Clark, was a registered financial professional .

Austin is a previously registered financial professional and started their career in finance in 2019. Austin had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Austin Clark

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investors Heritage Life Insurance Company, non- investment related, Frankfort KY, Life/Disability/Commercial Insurance sales, Representative, Insurance Agent, 05/2013, 10 hours a month, Offer insurance products to clients. Austin Mobile Electronic Audio Installation, non-investment related, Frankfort KY, Installation of electronic into automobiles, Founder and Manager, Founder of the firm, 06/2008, 20 hours a month, Install electronic and customize automobiles. Bowling Green Independent School District, non-investment related, 1211 Center St, Bowling Green, KY 42101, School District, Substitute Teacher, 03/2019, 40 hrs/ month. Western Kentucky University; non-investment reflated; 1906 College Heights Blvd, Bowling Green, KY 42101; Part time instructor; August 2021; Hours per month devoted to other business: 20 per month; Hour per month during trading hours: 0; Teaching finance courses

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 29, 2019 - September 22, 2022

FINANCIAL GRIT L.L.C.

RIA
CRD#: 297019
BOWLING GREEN, KY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/20/2019
Uniform Investment Adviser Law Examination

Current Firm


FG
FINANCIAL GRIT L.L.C.
ASPECTUS FINANCIAL | THE FINANCIAL GRIT | FINANCIAL GRIT, LLC. | FINANCIAL GRIT L.L.C. | ASPECTUS FINANCIAL LLC

CRD#: 297019 / SEC#:

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Contact information


Main Address
234 Natchez Trace Ave., Bowling Green, KY 42103
Mailing Address
Phone number
(502) 320-3962
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL GRIT L.L.C.

CRD#: 297019

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