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AT

Amanda Turner

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CRD#: 6969778
AT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amanda Turner was a registered financial professional .

Amanda is a previously registered financial professional and started their career in finance in 2019. Amanda had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 12, 2019 - January 21, 2022

QATALYST PARTNERS LP

BD
CRD#: 147251
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/5/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/12/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam

Current Firm


QP
QATALYST PARTNERS LP
QATALYST PARTNERS LP

CRD#: 147251 / SEC#: , 8-67887

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(415) 844-7700
Established
Delaware since 12/12/2007
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
QATALYST GROUP LPLIMITED PARTNER
BOUTROS, GEORGE FOUADCHIEF EXECUTIVE OFFICER1567861
DILULLO, JASON APRESIDENT2378805
PALMER, SALLY GRACECHIEF COMPLIANCE OFFICER1524061
QATALYST MANAGEMENT LLCGENERAL PARTNER
QUATTRONE, FRANK PETEREXECUTIVE CHAIRMAN1312126
TAN, MICHAEL JEN-KAIFINOP/CHIEF FINANCIAL OFFICER6014199

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QATALYST PARTNERS LP

CRD#: 147251

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