CF
Cole D. Flynn
FLYNN ZITO CAPITAL MANAGEMENT
Garden City, NY 11530
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CRD#: 6969591
CF
Professional summary
Cole Douglas Flynn is a registered financial advisor currently at FLYNN ZITO CAPITAL MANAGEMENT, LLC located in Garden City, New York and LPL FINANCIAL LLC located in Garden City, New York.
Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Cole has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/04/2022 - DBA for LPL Business (entity for LPL business) - Flynn Zito Capital Management, LLC - Investment Related - Garden City, NY 11530 2. 04/05/2022 - Flynn Zito Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 03/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 99% - I provide administrative support to Flynn Zito Capital Management, LLC, an independent investment advisor firm. I started this business activity in 032022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/06/2023 - 13938 Snapper Fin Lane, Tampa, FL LLC - Investment Related - Tampa, FL - Real Estate Rental - Owner - Start Date 08/02/2023 - 5 Hours Per Month / 0 Hours During Trading 4. 08/14/2025 - Wyndham 23, LLC - Real Estate Rental - Garden City, NY - Inv Rel - Start date: 07/15/2025
CRS (Client Relationship Summary) - RIA
Click below to view Cole Douglas Flynn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2022 - Present
FLYNN ZITO CAPITAL MANAGEMENT, LLC
Office #1: 585 Stewart Ave Suite 620, Garden City, NY 11530RIA
CRD#: 152689
Garden City, NY
Current
March 4, 2022 - Present
LPL FINANCIAL LLC
Office #1: 585 Stewart Ave #620, Garden City, NY 11530RIA
BD
CRD#: 6413
Garden City, NY
Past
September 22, 2021 - February 11, 2022
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM
CRD#: 152689 / SEC#: 801-71111
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(3/4/2022)
IAR
New York(4/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM
CRD#: 152689 / SEC#: 801-71111
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
585 Stewart Ave Suite 620, Garden City, NY 11530
Mailing Address
Phone number
(516) 746-9000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,823 |
| AUM (Assets Under Management) | $ 672,264,058 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
