JQ
Jean N. Qiu
THE BOLLARD GROUP LLC
Boston, MA 02108
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CRD#: 6969283
JQ
Professional summary
Jean Nmn Qiu, who also goes by Jean Qiu, XIuhua Qiu, is a registered financial advisor currently at THE BOLLARD GROUP LLC located in Boston, Massachusetts.
Jean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jean has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jean Qiu | Xiuhua Qiu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jean Nmn Qiu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2018 - Present
THE BOLLARD GROUP LLC
Office #1: One Joy Street, Boston, MA 02108RIA
CRD#: 155317
Boston, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BOLLARD GROUP LLC
IRONTREE HOLDINGS, INC. (RELYING ADVISER) | THE BOLLARD GROUP, LLC | THE BOLLARD GROUP LLC | SPINNAKER CAPITAL LLC (RELYING ADVISER) | SPINNAKER CAPITAL 2014 GP LLC (RELYING ADVISER) | SPINNAKER CAPITAL 2011 GP LLC (RELYING ADVISER) | SPINNAKER CAPITAL 2007 GP LLC (RELYING ADVISER) | MACINTOSH II LLC (RELYING ADVISER)
CRD#: 155317 / SEC#: 801-72749
RIA
Registered Investment Advisory firm - (10/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/17/2018)
IAR
Texas(5/7/2020)
Current Firm
TB
THE BOLLARD GROUP LLC
IRONTREE HOLDINGS, INC. (RELYING ADVISER) | THE BOLLARD GROUP, LLC | THE BOLLARD GROUP LLC | SPINNAKER CAPITAL LLC (RELYING ADVISER) | SPINNAKER CAPITAL 2014 GP LLC (RELYING ADVISER) | SPINNAKER CAPITAL 2011 GP LLC (RELYING ADVISER) | SPINNAKER CAPITAL 2007 GP LLC (RELYING ADVISER) | MACINTOSH II LLC (RELYING ADVISER)
CRD#: 155317 / SEC#: 801-72749
RIA
Registered Investment Advisory firm - (10/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Joy Street, Boston, MA 02108
Mailing Address
Phone number
(617) 720-5800
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 6,775,655,510 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE BOLLARD GROUP LLC
CRD#: 155317Boston, MA 02108TRUST BUT VERIFY
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