Rachel M. Spicer
Professional summary
Rachel Marie Spicer, who also goes by Rachel Marie Ringley, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Atlanta, Georgia and SANFORD C. BERNSTEIN & CO., LLC located in Atlanta, Georgia.
Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Rachel has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Marie Spicer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2024 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 3560 Lenox Road Ne Suite 3000, Atlanta, GA 30326July 17, 2020 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 3560 Lenox Road Ne Suite 3000, Atlanta, GA 30326Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2024)
(10/9/2024)
(9/24/2025)
(10/9/2024)
(10/9/2024)
(8/15/2024)
(8/21/2020)
(6/20/2024)
(5/6/2025)
(10/9/2024)
(8/21/2024)
(9/24/2025)
(8/15/2024)
(8/15/2024)
(10/9/2024)
(8/21/2024)
(8/21/2024)
(8/21/2024)
(5/9/2025)
(8/15/2024)
(8/21/2024)
(10/9/2024)
(10/9/2024)
(9/6/2024)
(10/9/2024)
Exams
Series 7TO
Date: 7/17/2020
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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