Sean T. Swierczewski

CLASS VI FAMILY OFFICE

DENVER, CO 80206

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CRD#: 6968606

Professional summary

Sean Thomas Swierczewski, CFP® is a registered financial advisor currently at CLASS VI FAMILY OFFICE, LLC located in Denver, Colorado.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sean has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- Owns and operates All Season Wash Co. LLC a car detailing service. He runs the company operations and devotes no more than 20 hours per month to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Swierczewski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 10, 2023 - Present

CLASS VI FAMILY OFFICE, LLC

Office #1: 255 Fillmore Street Suite 500, Denver, CO 80206

RIA

CRD#: 285035

DENVER, CO

Past

May 3, 2021 - December 31, 2022

CLASS VI FAMILY OFFICE, LLC

RIA

CRD#: 285035

DENVER, CO

Past

September 27, 2018 - April 30, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Menlo Park, CA

Past

August 21, 2018 - April 30, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Menlo Park, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLASS VI FAMILY OFFICE, LLC

CLASS VI FAMILY OFFICE, LLC | CVA FAMILY OFFICE, LLC | CLASS VI PARTNERS

CRD#: 285035 / SEC#: 801-111938

RIA

Registered Investment Advisory firm - (10/27/2017 Approved)

Colorado

Registered Investment Advisory firm - (11/3/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/10/2023)

IAR

Texas
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2018

General Securities Representative Examination

Current Firm

CLASS VI FAMILY OFFICE, LLC

CLASS VI FAMILY OFFICE, LLC | CVA FAMILY OFFICE, LLC | CLASS VI PARTNERS

CRD#: 285035 / SEC#: 801-111938

RIA

Registered Investment Advisory firm - (10/27/2017 Approved)

Colorado

Registered Investment Advisory firm - (11/3/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2017 Terminated)

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Contact information

Main Address

255 Fillmore Street Suite 500, Denver, CO 80206

Mailing Address

Phone number

(303) 243-5619

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 1,190,366,969

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean T. Swierczewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Swierczewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLASS VI FAMILY OFFICE, LLC

CLASS VI FAMILY OFFICE, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CLASS VI FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2018

Current Firm

CLASS VI FAMILY OFFICE, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLASS VI FAMILY OFFICE, LLC

TRUST BUT VERIFY

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