Ankit D. Desai
Professional summary
Ankit Dharmesh Desai, who also goes by Ankit Desai, is a registered financial professional currently at NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska and ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.
Ankit is registered as a RR (Registered Representative) and started their career in finance in 2018. Ankit has worked at 4 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ankit Dharmesh Desai's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2024 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC
Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022August 20, 2024 - Present
ULTIMUS FUND DISTRIBUTORS, LLC
Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246August 23, 2021 - July 24, 2024
PURSHE KAPLAN STERLING INVESTMENTS
August 16, 2018 - March 27, 2020
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2024)
(8/20/2024)
(8/20/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177Elkhorn, NE 68022TRUST BUT VERIFY
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