WK
Wadih Kassis
TAP SECURITIES LLC
New York, NY 10022
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CRD#: 6968182
WK
Professional summary
Wadih Kassis is a registered financial professional currently at TAP SECURITIES LLC located in New York, New York.
Wadih is registered as a RR (Registered Representative) and started their career in finance in 2020. Wadih has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Wadih Kassis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2020 - Present
TAP SECURITIES LLC
Office #1: 505 Park Avenue Fl 9, New York, NY 10022BD
CRD#: 151593
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 1/6/2020
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TAP SECURITIES LLC
TAP SECURITIES LLC
CRD#: 151593 / SEC#: , 8-68381
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
505 Park Avenue Fl 9, New York, NY 10022
Mailing Address
505 Park Avenue Fl 9, New York, NY 10022
Phone number
(212) 909-9009
Established
Delaware since 06/16/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Red Flags
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