Dylan G. Monteith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dylan George Monteith was a registered financial professional .
Dylan is a previously registered financial professional and started their career in finance in 2019. Dylan had worked at 3 firms and has passed the SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2021 - January 5, 2023
HYDE PARK CAPITAL ADVISORS, LLC
August 8, 2019 - September 19, 2019
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
August 8, 2019 - September 19, 2019
TUDOR PICKERING HOLT & CO ADVISORS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/2/2019
Investment Banking Registered Representative ExaminationCurrent Firm
HYDE PARK CAPITAL ADVISORS, LLC
CRD#: 104271 / SEC#: , 8-52747
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HYDE PARK CAPITAL PARTNERS, LLC | OWNER | |
| HENDERSON, STUART ROBERT | FINOP | 1121476 |
| HILL, JOHN HEATON JR | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
