Nicholas P. Dolyak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Paul Dolyak, who also goes by Nick Dolyak, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1973. Nicholas had worked at 12 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2001 - October 22, 2009
FAIRPORT CAPITAL, INC.
April 23, 1990 - December 13, 2001
MAIN STREET MANAGEMENT COMPANY
January 12, 1990 - February 21, 2014
ADVANCED INVESTMENT STRATEGIES, LTD.
February 13, 1987 - April 30, 1990
MDB FINANCIAL GROUP, INC.
December 14, 1984 - February 18, 1987
PENDRICK REEVES ASSOCIATES, INC.
August 19, 1980 - December 28, 1982
ILG SECURITIES CORPORATION
May 1, 1979 - December 6, 1984
USLIFE EQUITY SALES CORP.
May 2, 1975 - May 1, 1979
USLIFE EQUITY SALES CORP
December 30, 1974 - February 6, 1979
TOWER SQUARE SECURITIES, INC.
January 2, 1973 - February 2, 1975
AMERICAN EXPRESS FINANCIAL CORPORATION
January 2, 1973 - February 2, 1975
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 1973 - February 2, 1975
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1972
Registered Representative ExaminationCurrent Firm
FAIRPORT CAPITAL, INC.
CRD#: 15034 / SEC#: , 8-32162
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
