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MK

Martin Kirwan King Ii

BROCKENBROUGH
RICHMOND, VA
·CRD# 6967126·7 years experience

Professional Summary

Martin Kirwan King II, who also goes by Martin K King, Martin King, is a registered financial advisor currently at BROCKENBROUGH located in Richmond, Virginia. Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Martin has worked at 2 firms and has passed the Series 79TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Martin K King, Martin King

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

BROCKENBROUGH·CRD# 105142
RIA
920 Libbie Ave. Suite 201, Richmond, VA 23226-2050
July 2, 2021 - Present
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
August 2, 2019 - April 16, 2021

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Current Firm

BR
BROCKENBROUGH

BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691
RIA
Registered Investment Advisory firm - SEC (7/1/1970 Approved)

Contact Information

Main Address

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050

Phone Number

(804) 288-0404

# of Employees

31

SEC notice filing (16 States and Territories)

Registered to provide investment advisory services in 16 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCKENBROUGH ADV PART 2A FINAL (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

568

AUM (Assets Under Management)

$5,487,791,666

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/05/2026Cover PageReport
11/24/2025Cover PageReport
11/12/2024Cover PageReport
10/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREEN TOP SPORTING GOODS - ASHLAND VA 23005; SPORTING GOODS RETAILER NON-INVESTMENT RELATED AS THE CHAIRMAN OF THE BOARD OF DIRECTORS; ASSOCIATED SINCE 2024; APPROXIMATELY 3 HOURS A WEEK, 2 OF WHICH ARE DURING TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BROCKENBROUGH

BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691
RIA
Registered Investment Advisory firm - SEC (7/1/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Virginia
(7/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Martin Kirwan King II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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