Martin K. King

BROCKENBROUGH

RICHMOND, VA 23226-2050

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CRD#: 6967126

Professional summary

Martin Kirwan King II, who also goes by Martin K King, Martin King, is a registered financial advisor currently at BROCKENBROUGH located in Richmond, Virginia.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Martin has worked at 2 firms and has passed the Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin K King | Martin King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREEN TOP SPORTING GOODS - ASHLAND VA 23005; SPORTING GOODS RETAILER NON-INVESTMENT RELATED AS MEMBER OF THE BOARD OF DIRECTORS; ASSOCIATED SINCE 2024; APPROXIMATELY 5 HOURS A MONTH, 2 OF WHICH ARE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Kirwan King II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2021 - Present

BROCKENBROUGH

Office #1: 920 Libbie Ave. Suite 201, Richmond, VA 23226-2050

RIA

CRD#: 105142

RICHMOND, VA

Past

August 2, 2019 - April 16, 2021

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROCKENBROUGH

BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691

RIA

Registered Investment Advisory firm - (7/1/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 79TO

Date: 8/2/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 7/13/2019

Securities Industry Essentials Examination

Current Firm

BROCKENBROUGH

BROCKENBROUGH | LOWE, BROCKENBROUGH & COMPANY, INC. | LOWE BROCKENBROUGH & CO INC | LB&C

CRD#: 105142 / SEC#: 801-6691

RIA

Registered Investment Advisory firm - (7/1/1970 Approved)

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Contact information

Main Address

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050

Mailing Address

Phone number

(804) 288-0404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCKENBROUGH ADV PART 2A 6-30-2025_FINAL (6/25/2025)

Regulatory assets under management

Total Number of Accounts	1,162
AUM (Assets Under Management)	$ 5,442,429,889

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
11/12/2024	Cover Page	Report
10/26/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martin K. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Kirwan King II's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROCKENBROUGH

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

BROCKENBROUGH

State Registrations and Notice Filings

Exams

Series 79TO

Date: 8/2/2019

SIE

Date: 7/13/2019

Current Firm

BROCKENBROUGH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROCKENBROUGH

TRUST BUT VERIFY

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