Riley P. Henry

MML STRATEGIC DISTRIBUTORS

SPRINGFIELD, MA 01111

Some features on this profile are disabled

CRD#: 6966963

Professional summary

Riley Patrick Henry, who also goes by Riley Patrick Henry, Riley Henry, is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in Springfield, Massachusetts.

Riley is registered as a RR (Registered Representative) and started their career in finance in 2018. Riley has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Riley Patrick Henry | Riley Henry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Riley Patrick Henry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2023 - Present

MML STRATEGIC DISTRIBUTORS, LLC

Office #1: 1295 State Street, Springfield, MA 01111

CRD#: 168638

SPRINGFIELD, MA

Past

March 15, 2023 - October 3, 2023

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490

BIRMINGHAM, AL

Past

January 19, 2022 - January 13, 2023

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

HARTFORD, CT

Past

June 14, 2021 - January 3, 2022

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

April 25, 2019 - May 20, 2021

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

HARTFORD, CT

Past

July 24, 2018 - April 10, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

COVENTRY, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/5/2023)

Exams

State Security Law Exam

Series 63

Date: 9/24/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/24/2018

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: , 8-69322

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1295 State Street, Springfield, MA 01111-0001

Mailing Address

1295 State Street, Springfield, MA 01111-0001

Phone number

(413) 744-4528

Established

Delaware since 06/07/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	MEMBER
BAGGETTA, VINCENT COSIMO	CHIEF RISK OFFICER	2431743
BLUE, DOMINIC	DIRECTOR	7323924
CRADDOCK, GEOFFREY	DIRECTOR	1444771
DIGANGI, MATTHEW T	CHIEF EXECUTIVE OFFICER AND PRESIDENT	3229894
DUCH III, EDWARD KARL	CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT	4808341
PUHALA, JAMES	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	5290483
REILLY, JENNIFER RHODES	DIRECTOR	3243154
RISPOLI, FRANK JOSEPH	CHIEF FINANCIAL OFFICER AND TREASURER	4364402

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

Chad Lawyer

LIFE STRATEGY PARTNERS

IAR

TUCSON, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Riley P. Henry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Riley Patrick Henry's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CITIZENS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2018

SIE

Date: 10/1/2018

Series 6

Date: 7/24/2018

FINRA

Current Firm

MML STRATEGIC DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MML STRATEGIC DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors