Benjamin Borchardt
Professional summary
Benjamin Borchardt, who also goes by Ben Borchardt, Benjamin William Borchardt, is a registered financial advisor currently at PRIVATE CAPITAL MANAGEMENT located in Mount Pleasant, Wisconsin and CARNES CAPITAL CORPORATION located in Naples, Florida.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Benjamin has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Borchardt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
PRIVATE CAPITAL MANAGEMENT
April 13, 2023 - Present
CARNES CAPITAL CORPORATION
Office #1: 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512October 12, 2020 - July 19, 2021
PRUCO SECURITIES, LLC.
August 3, 2018 - July 9, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PRIVATE CAPITAL MANAGEMENT
CRD#: 169172 / SEC#: 801-78615
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2023)
(8/13/2026)
Exams
Series 99TO
Date: 6/5/2023
Operations Professional ExaminationFINRA
Current Firm
PRIVATE CAPITAL MANAGEMENT
CRD#: 169172 / SEC#: 801-78615
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 1,346,803,883 |
Red Flags
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