Russell W. Stoneback
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Wayne Stoneback JR, who also goes by Russell Wayne Stoneback, Wayne Stoneback, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2019. Russell had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2022 - August 4, 2025
SHADOWBROOK PRIVATE WEALTH LLC
February 21, 2019 - February 22, 2022
MORGAN STANLEY
February 20, 2019 - February 22, 2022
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/20/2019
General Securities Representative ExaminationCurrent Firm
SHADOWBROOK PRIVATE WEALTH LLC
CRD#: 317772 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 40,348,489 |
Red Flags
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