Alexander W. Davis
Professional summary
Alexander Whittington Davis, who also goes by Alexander Davis, is a registered financial advisor currently at CARROLL ADVISORY GROUP located in Texarkana, Texas.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Alexander has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Whittington Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2025 - Present
CARROLL ADVISORY GROUP
Office #1: 4203 Richmond Place, Texarkana, TX 75503March 2, 2023 - December 2, 2025
STRATEGIC FINANCIAL CONCEPTS, LLC
August 17, 2022 - January 17, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 6, 2021 - January 11, 2023
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
CARROLL ADVISORY GROUP
CRD#: 334565 / SEC#: 801-132029
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2025)
Exams
Series 7TO
Date: 5/6/2021
General Securities Representative ExaminationCurrent Firm
CARROLL ADVISORY GROUP
CRD#: 334565 / SEC#: 801-132029
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 712 |
| AUM (Assets Under Management) | $ 341,058,157 |
Red Flags
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