Victor M. Gomez
Professional summary
Victor Matthew Gomez, who also goes by VIctor Gomez, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 2021. Victor has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Matthew Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2025 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281September 25, 2023 - May 9, 2025
UBS SECURITIES LLC
September 14, 2021 - May 9, 2025
UBS FINANCIAL SERVICES INC.
August 31, 2021 - May 9, 2025
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 8/31/2021
General Securities Representative ExaminationFINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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