Juan X. Sanchez

ACTIVEST WEALTH MANAGEMENT

Aventura, FL 33180

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CRD#: 6963982

Professional summary

Juan Xavier Sanchez, CFA, who also goes by Juan X Sanchez, is a registered financial advisor currently at ACTIVEST WEALTH MANAGEMENT, LLC located in Aventura, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Juan has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan X Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Xavier Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 18, 2021 - Present

ACTIVEST WEALTH MANAGEMENT, LLC

Office #1: 20900 Ne 30 Avenue Suite 311, Aventura, FL 33180

RIA

CRD#: 156150

Aventura, FL

Past

August 26, 2019 - August 11, 2020

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACTIVEST WEALTH MANAGEMENT, LLC

CRD#: 156150 / SEC#: 801-113430

RIA

Registered Investment Advisory firm - (6/14/2018 Approved)

Florida

Registered Investment Advisory firm - (8/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/26/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 8/19/2019

Securities Industry Essentials Examination

Current Firm

ACTIVEST WEALTH MANAGEMENT, LLC

CRD#: 156150 / SEC#: 801-113430

RIA

Registered Investment Advisory firm - (6/14/2018 Approved)

Florida

Registered Investment Advisory firm - (8/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2018 Terminated)

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Contact information

Main Address

20900 Ne 30 Avenue Suite 311, Aventura, FL 33180

Mailing Address

Phone number

(954) 399-8121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACTIVEST WEALTH MANAGEMENT, LLC FORM ADV PART 2 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,574
AUM (Assets Under Management)	$ 1,016,538,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan X. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Xavier Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACTIVEST WEALTH MANAGEMENT, LLC

BARCLAYS CAPITAL INC.

Primary Firm SEC Registration

ACTIVEST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2021

Series 63

Date: 8/29/2019

Series 79TO

Date: 8/26/2019

SIE

Date: 8/19/2019

Current Firm

ACTIVEST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACTIVEST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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