Christopher R. Strickland
Professional summary
Christopher Ryan Strickland, CFP®, who also goes by Christopher Strickland, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Orlando, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ryan Strickland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ryan Strickland's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2023
Experience
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3300 S. Hiawassee Road Suite 103, Orlando, FL 32835August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3300 S. Hiawassee Road Suite 103, Orlando, FL 32835January 14, 2022 - August 23, 2024
TRIAD ADVISORS LLC
January 10, 2022 - August 23, 2024
TRIAD ADVISORS LLC
April 5, 2019 - January 6, 2022
EQUITABLE ADVISORS, LLC
July 17, 2018 - January 6, 2022
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2024)
(8/23/2024)
(8/23/2024)
(8/23/2024)
(8/23/2024)
(9/30/2024)
(8/23/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Orlando, FL 32835TRUST BUT VERIFY
Monitor Christopher Strickland
Get automatic monthly alerts on: