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Maxwell J. Marsh

CBRE CAPITAL ADVISORS
Las Vegas, NV 89113
Some features on this profile are disabled
CRD#: 6963662
MM

Professional summary

Maxwell James Marsh, who also goes by Maxwell Marsh, is a registered financial professional currently at CBRE CAPITAL ADVISORS, INC. located in Las Vegas, Nevada.

Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2021. Maxwell has worked at 3 firms and has passed the Series 63, Series 86, Series 87, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maxwell Marsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxwell James Marsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2024 - Present

CBRE CAPITAL ADVISORS, INC.

Office #1: 8548 Rosita Lee Avenue Suite 200, Las Vegas, NV 89113
BD
CRD#: 140565
Las Vegas, NV
Past

December 6, 2021 - December 31, 2023

CBRE SECURITIES, LLC

BD
CRD#: 151592
LAS VEGAS, NV
Past

January 9, 2021 - October 21, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(1/29/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 86
Date: 8/16/2022
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 6/7/2022
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7TO
Date: 12/10/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/6/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CBRE CAPITAL ADVISORS, INC.
CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION

CRD#: 140565 / SEC#: , 8-67319

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Mailing Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Phone number
(214) 863-4255
Established
Delaware since 12/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CBRE, INC.SOLE OWNER
MATTERA, RICHARD JOSEPHFINOP, PPO, PFO2246513
POTTER, SCOTT CHRISTOPHERCFO/SECRETARY/CCO/PRESIDENT
SCOTT, JAMES EDWARDSBOARD OF DIRECTORS4217464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CBRE CAPITAL ADVISORS, INC.

CRD#: 140565Las Vegas, NV 89113

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