Matthew W. Bruce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew W Bruce, who also goes by Matt Bruce, Matthew Walker Bruce, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2021. Matthew had worked at 6 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2026 - May 4, 2026
PRAIRIE ADVISORY, LLC
August 1, 2024 - May 8, 2026
WEALTHCARE ADVISORY PARTNERS LLC
June 28, 2024 - July 11, 2024
CETERA INVESTMENT ADVISERS LLC
June 28, 2024 - July 11, 2024
CETERA WEALTH SERVICES, LLC
July 31, 2023 - February 6, 2024
PRUCO SECURITIES, LLC.
September 16, 2021 - July 20, 2022
V WEALTH ADVISORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/31/2023
General Securities Representative ExaminationCurrent Firm
PRAIRIE ADVISORY, LLC
CRD#: 339211 / SEC#: 801-135253
Contact information
SEC notice filing (2 States and Territories)
Red Flags
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