CT
Christopher J. Tyler
ALLIANCE ADVISORY & SECURITIES
Westlake Village, CA 91361
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CRD#: 6963483
CT
Professional summary
Christopher John Tyler, CFP®, who also goes by Christopher Tyler, Christopher John Tyler, is a registered financial advisor currently at ALLIANCE ADVISORY & SECURITIES, INC. located in Westlake Village, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Tyler | Christopher John Tyler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance - I hold a California license to sell Life, Health & Disability Insurance. This is not a primary focus of mine, but I offer insurance products in the event a financial planning client has a specific need. I receive commissions directly from the carrier or through a third party broker in various amounts, both depending on the product and the carrier being used. Real Estate - I assist my Father in his Real Estate business (The Tyler Group) by handling his operations. This consists of managing his books, marketing, and administration. I am compensated at an hourly rate and I receive a portion of the commission from each transaction.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher John Tyler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 22, 2022 - Present
ALLIANCE ADVISORY & SECURITIES, INC.
Office #1: 31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361RIA
CRD#: 18835
Westlake Village, CA
Past
February 27, 2020 - June 14, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MURRIETA, CA
Past
February 27, 2020 - June 14, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MURRIETA, CA
Past
March 12, 2019 - January 22, 2020
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
MURRIETA, CA
Past
March 12, 2019 - January 22, 2020
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
MURRIETA, CA
Past
November 20, 2018 - February 8, 2019
ALLIANCE ADVISORY & SECURITIES, INC.
RIA
CRD#: 18835
WESTLAKE VILLAGE, CA
Past
August 20, 2018 - February 8, 2019
ALLIANCE ADVISORY & SECURITIES, INC.
BD
CRD#: 18835
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALLIANCE ADVISORY & SECURITIES, INC.
ALLIANCE ADVISORY & SECURITIES, INC | PETRA FINANCIAL GROUP, INC. | DEVOTED CAPITAL | ALLIANCE ENTRUST, INC. | ALLIANCE ENTRUST | ALLIANCE ADVISORY & SECURITIES, LLC | ALLIANCE ADVISORY & SECURITIES, INC.
CRD#: 18835 / SEC#: 801-67105, 8-36999
RIA
Registered Investment Advisory firm - SEC (9/5/2006 Approved)California
Registered Investment Advisory firm - SEC (9/11/2006 Terminated)Texas
Registered Investment Advisory firm - SEC (9/5/2006 Terminated)BD
Terminated by SEC on 08/22/2021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ALLIANCE ADVISORY & SECURITIES, INC.
ALLIANCE ADVISORY & SECURITIES, INC | PETRA FINANCIAL GROUP, INC. | DEVOTED CAPITAL | ALLIANCE ENTRUST, INC. | ALLIANCE ENTRUST | ALLIANCE ADVISORY & SECURITIES, LLC | ALLIANCE ADVISORY & SECURITIES, INC.
CRD#: 18835 / SEC#: 801-67105, 8-36999
RIA
Registered Investment Advisory firm - SEC (9/5/2006 Approved)California
Registered Investment Advisory firm - SEC (9/11/2006 Terminated)Texas
Registered Investment Advisory firm - SEC (9/5/2006 Terminated)BD
Terminated by SEC on 08/22/2021
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Contact information
Main Address
31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 371-8020
Established
California since 05/12/1982
Firm type
Corporation
Fiscal year end
June
# of Employees
25
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,728 |
| AUM (Assets Under Management) | $ 639,384,881 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE ADVISORY & SECURITIES, INC.
CRD#: 18835Westlake Village, CA 91361TRUST BUT VERIFY
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