Andrew J. Sheard
CENTAURUS FINANCIAL
Honesdale, PA 18431
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CRD#: 6963470
Professional summary
Andrew Joseph Sheard, CFP®, who also goes by Andrew G Sheard, Andrew Jospeh Sheard, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Honesdale, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew G Sheard | Andrew Jospeh Sheard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SAGE INVESTMENTS, LLC POSITION: Financial Advisor NATURE: Disclosing DBA for branding purposes only. NON INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 391 Boyds Mills Rd., Milanville PA 18443, United States DESCRIPTION: Disclosing DBA for branding purposes only. 2. CALKINS UNION CEMETERY ASSOCIATION POSITION: Treasurer NATURE: The Cemetery Association maintains the grounds and sells burial plots to interested parties. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: Honesdale PA 18431, United States DESCRIPTION: This is a volunteer position and I received no compensation in any form. I pay bills and expenses on behalf of the association from the association's checking account. I record the sale of burial plots and deposit proceeds/donations as needed. I interact with the corporate trustee (Wayne Bank) to make necessary changes on the Association's endowment fund. I do not have trading abilities nor am I paid on this account. There is an investment account separate from the endowment that I can make withdrawals from if needed. I do not receive compensation from this account.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Joseph Sheard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Joseph Sheard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
June 16, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 215 8th Street, Honesdale, PA 18431RIA
BD
CRD#: 30833
Honesdale, PA
Current
June 16, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 215 8th Street, Honesdale, PA 18431RIA
BD
CRD#: 30833
Honesdale, PA
Past
July 24, 2019 - May 26, 2020
HANTZ FINANCIAL SERVICES, INC.
RIA
CRD#: 46047
GRANDVILLE, MI
Past
April 5, 2019 - May 26, 2020
HANTZ FINANCIAL SERVICES, INC.
BD
CRD#: 46047
GRANDVILLE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/13/2025)
IAR
Colorado(6/19/2024)
IAR
Connecticut(1/3/2024)
IAR
Florida(11/15/2023)
IAR
Iowa(4/9/2025)
IAR
Michigan(10/5/2022)
RR
Michigan(8/29/2024)
RR
Montana(9/28/2022)
IAR
New Jersey(11/15/2022)
RR
New York(8/29/2022)
IAR
New York(1/3/2023)
IAR
Ohio(9/1/2023)
IAR
Oregon(2/20/2024)
RR
Pennsylvania(1/27/2022)
IAR
Pennsylvania(1/28/2022)
IAR
South Carolina(9/11/2024)
IAR
Virginia(12/4/2023)
RR
Washington(6/16/2020)
IAR
Washington(6/16/2020)
IAR
West Virginia(6/18/2024)
IAR
Wisconsin(1/17/2023)
RR
Wisconsin(10/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
