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KA

Kirby B. Albright

CITIGROUP GLOBAL MARKETS
Houston, TX 77002
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CRD#: 6962905
KA

Professional summary


Kirby Benton Albright II, who also goes by Kirby Albright, Kirby Benton Albright, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in Houston, Texas and ROTHSCHILD & CO US INC. located in New York, New York.

Kirby is registered as a RR (Registered Representative) and started their career in finance in 2019. Kirby has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kirby Albright | Kirby Benton Albright

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kirby Benton Albright II's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 8, 2021 - Present

CITIGROUP GLOBAL MARKETS INC.

Office #1: Corporate And Investment Banking 811 Main Street, Suites 3900 & 4000, Houston, TX 77002
RIA
BD
CRD#: 7059
Houston, TX
Current

October 22, 2025 - Present

ROTHSCHILD & CO US INC.

Office #1: 1251 Avenue Of The Americas, New York, NY 10020
BD
CRD#: 2910
NEW YORK, NY
Past

August 2, 2019 - September 1, 2021

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/20/2021)
RR
Alaska
(9/20/2021)
RR
Arizona
(9/20/2021)
RR
Arkansas
(9/20/2021)
RR
California
(9/20/2021)
RR
Colorado
(9/8/2021)
RR
Connecticut
(9/20/2021)
RR
Delaware
(9/20/2021)
RR
District of Columbia
(9/8/2021)
RR
Florida
(9/8/2021)
RR
Georgia
(9/20/2021)
RR
Hawaii
(9/20/2021)
RR
Idaho
(9/20/2021)
RR
Illinois
(9/20/2021)
RR
Indiana
(9/20/2021)
RR
Iowa
(9/20/2021)
RR
Kansas
(9/20/2021)
RR
Kentucky
(9/20/2021)
RR
Louisiana
(9/8/2021)
RR
Maine
(9/20/2021)
RR
Maryland
(9/8/2021)
RR
Massachusetts
(9/20/2021)
RR
Michigan
(9/20/2021)
RR
Minnesota
(9/20/2021)
RR
Mississippi
(9/20/2021)
RR
Missouri
(9/20/2021)
RR
Montana
(9/20/2021)
RR
Nebraska
(9/20/2021)
RR
Nevada
(9/20/2021)
RR
New Hampshire
(9/20/2021)
RR
New Jersey
(9/20/2021)
RR
New Mexico
(9/20/2021)
RR
New York
(9/20/2021)
RR
North Carolina
(9/20/2021)
RR
North Dakota
(9/20/2021)
RR
Ohio
(9/9/2021)
RR
Oklahoma
(9/20/2021)
RR
Oregon
(9/20/2021)
RR
Pennsylvania
(9/20/2021)
RR
Puerto Rico
(9/8/2021)
RR
Rhode Island
(9/20/2021)
RR
South Carolina
(9/20/2021)
RR
South Dakota
(9/20/2021)
RR
Tennessee
(9/20/2021)
RR
Texas
(9/20/2021)
RR
Utah
(9/20/2021)
RR
Vermont
(9/20/2021)
RR
Virgin Islands
(9/20/2021)
RR
Virginia
(9/20/2021)
RR
Washington
(9/20/2021)
RR
West Virginia
(9/20/2021)
RR
Wisconsin
(9/20/2021)
RR
Wyoming
(9/20/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 9/20/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/2/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


R&
ROTHSCHILD & CO US INC.
NEW COURT SECURITIES CORPORATION | ROTHSCHILD INC. | ROTHSCHILD & CO US INC.

CRD#: 2910 / SEC#: , 8-13852

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1251 Avenue Of The Americas, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 403-3500
Established
Delaware since 07/20/1967
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ROTHSCHILD & CO NORTH AMERICA INC.DIRECT SHAREHOLDER
CARROLL, JOHN MURRAYDIRECTOR2605675
FELDMAN, TRACY JDIRECTOR2575503
LONDON, FRANK STEVENCHIEF COMPLIANCE OFFICER5861920
NEISSA, JAMES MANUELDIRECTOR2142240
SCHACKERT, CHRISTA MARYPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER4219093
SPELLER, MICHAEL CHARLESCHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR3105214

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROTHSCHILD & CO US INC.

CRD#: 2910Houston, TX 77002

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