Haotian Zheng
Professional summary
Haotian Zheng is a registered financial professional currently at PHILLIP CAPITAL INC. located in Chicago, Illinois.
Haotian is registered as a RR (Registered Representative) and started their career in finance in 2018. Haotian has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 62, Series 34, Series 3 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Haotian Zheng's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2018 - Present
PHILLIP CAPITAL INC.
Office #1: 141 W. Jackson, Suite 1531a, Chicago, IL 60604-2653State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2023)
Exams
Series 7TO
Date: 5/2/2022
General Securities Representative ExaminationSeries 62
Date: 9/28/2018
Corporate Securities Limited Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
Current Firm
PHILLIP CAPITAL INC.
CRD#: 173869 / SEC#: , 8-69558
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
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