Lauren C. Winkelman

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CRD#: 6962792

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lauren Chantile Winkelman, CFP®, who also goes by Lauren Winkelman, was a registered financial professional .

Lauren is a previously registered financial professional and started their career in finance in 2018. Lauren had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lauren Winkelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Name of Business : Texas Tech University Address: Lubbock, TX Nature of the Business: Professor/Teacher Position/Title: Professor/Teacher Investment Related:No Start Date: 08/26/2019 Hours per month devoted to this business: 30 Hours per month devoted to this business during trading hours: 0 Description of duties: Instruct an undergraduate level course about financial literacy; specifically the financial counseling process & types of consumer credit & managing debt. 2.Name of Business : United Way of Texas Address: Lubbock, TX Nature of the Business: Investment Committee Position/Title: Investment Committee Member Investment Related: Yes Start Date: 10/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Meet with other committee members to review UWoT investment accounts, UWoT's investment policy, and provide prospective on maintaining the investments within UWoT's policy.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

March 23, 2020 - March 24, 2023

CITRINE CAPITAL

RIA

CRD#: 171735

Andrews, TX

Past

February 7, 2019 - March 23, 2020

BLAKE|COOPER FINANCIAL STRATEGIES

RIA

CRD#: 269896

LUBBOCK, TX

Past

October 17, 2018 - February 26, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LUBBOCK, TX

Past

September 10, 2018 - February 26, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LUBBOCK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITRINE CAPITAL

CITRINE CAPITAL | COLE WEALTH ADVISORS, LLC | COLE WEALTH ADVISORS | CITRINE CAPITAL, LLC

CRD#: 171735 / SEC#: 801-120487

RIA

Registered Investment Advisory firm - (3/11/2021 Approved)

California

Registered Investment Advisory firm - (4/25/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - (3/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2018

General Securities Representative Examination

Current Firm

CITRINE CAPITAL

CITRINE CAPITAL | COLE WEALTH ADVISORS, LLC | COLE WEALTH ADVISORS | CITRINE CAPITAL, LLC

CRD#: 171735 / SEC#: 801-120487

RIA

Registered Investment Advisory firm - (3/11/2021 Approved)

California

Registered Investment Advisory firm - (4/25/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - (3/26/2021 Terminated)

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Contact information

Main Address

535 Mission St 14th Floor, San Francisco, CA 94105

Mailing Address

Phone number

(415) 494-8262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CITRINE CAPITAL FORM ADV PART 2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	580
AUM (Assets Under Management)	$ 278,080,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren C. Winkelman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITRINE CAPITAL

BLAKE|COOPER FINANCIAL STRATEGIES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CITRINE CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2018

Current Firm

CITRINE CAPITAL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CITRINE CAPITAL

TRUST BUT VERIFY

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