Rebecca L. Heinemann
Professional summary
Rebecca Lauren Heinemann, who also goes by Rebecca Lauren Frankel, Rebecca Frankel, is a registered financial professional currently at STUART FRANKEL & CO., INCORPORATED located in Great Neck, New York.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2018. Rebecca has worked at 2 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Lauren Heinemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2021 - Present
STUART FRANKEL & CO., INCORPORATED
Office #1: 60 Cutter Mill Road Suite 210, Great Neck, NY 11021January 15, 2019 - February 1, 2021
TRANSCEND CAPITAL ADVISORS, LLC
July 19, 2018 - February 4, 2019
STUART FRANKEL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2021)
(1/11/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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