Sean M. Hallisey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Michael Hallisey was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2022. Sean had worked at 2 firms and has passed the Series 66, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2022 - February 6, 2023
ENTORO INVESTMENTS, LLC
July 13, 2022 - February 6, 2023
ENTORO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/12/2022
General Securities Representative ExaminationCurrent Firm
ENTORO INVESTMENTS, LLC
CRD#: 306790 / SEC#: 801-119301
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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