Adam A. Kiraly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Andrew Kiraly, who also goes by Adam Kiraly, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2018. Adam had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2024 - February 28, 2025
WATCH GUARD CAPITAL LLC
April 10, 2019 - February 28, 2024
LODESTAR ADVISORY GROUP, LLC
December 12, 2018 - February 14, 2019
EDWARD JONES
December 10, 2018 - February 14, 2019
EDWARD JONES
October 26, 2018 - December 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2018 - December 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATCH GUARD CAPITAL LLC
CRD#: 284719 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 327 |
| AUM (Assets Under Management) | $ 55,404,559 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
