Carter D. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carter Douglas Henderson was a registered financial professional .
Carter is a previously registered financial professional and started their career in finance in 2018. Carter had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2018 - April 8, 2022
FORT PITT CAPITAL GROUP, LLC
July 31, 2018 - December 24, 2018
HENDERSON CAPITAL GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
FORT PITT CAPITAL GROUP, LLC
CRD#: 281385 / SEC#: 801-106608
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,164 |
| AUM (Assets Under Management) | $ 5,156,026,201 |
Red Flags
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