Sarah H. Ziese

AE WEALTH MANAGEMENT

Houston, TX 77079

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CRD#: 6961883

Professional summary

Sarah Houston Ziese, who also goes by Sarah H Pointer, Sarah Houston Pointer, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Houston, Texas.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sarah has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Sarah H Pointer | Sarah Houston Pointer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Houston Ziese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2026 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 11757 Katy Freeway Suite 1300, Houston, TX 77079

RIA

CRD#: 282580

Houston, TX

Past

September 9, 2022 - June 11, 2025

TIP GROUP LLC

RIA

CRD#: 322053

HOUSTON, TX

Past

May 3, 2021 - June 15, 2022

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Houston, TX

Past

March 30, 2021 - June 15, 2022

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

HOUSTON, TX

Past

July 8, 2020 - September 11, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

THE WOODLANDS, TX

Past

July 30, 2018 - September 11, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

THE WOODLANDS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2018

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah H. Ziese

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Houston Ziese's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIP GROUP LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2020

Series 63

Date: 8/10/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2018

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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