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ZP

Zachary D. Putlak

OCEAN PARK SECURITIES
EDINA, MN 55439
Some features on this profile are disabled
CRD#: 6961745
ZP

Professional summary

Zachary David Putlak, who also goes by Zak David Putlak, is a registered financial professional currently at OCEAN PARK SECURITIES, LLC located in Edina, Minnesota.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zak David Putlak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary David Putlak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 8, 2018 - Present

OCEAN PARK SECURITIES, LLC

Office #1: 7300 Metro Boulevard Suite 305, Edina, MN 55439
BD
CRD#: 282608
EDINA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/4/2022)
RR
Minnesota
(11/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/18/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OP
OCEAN PARK SECURITIES, LLC
OCEAN PARK SECURITIES, LLC

CRD#: 282608 / SEC#: , 8-69722

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7300 Metro Boulevard Suite 305, Edina, MN 55439
Mailing Address
7300 Metro Boulevard Suite 305, Edina, MN 55439
Phone number
(310) 670-2093
Established
Delaware since 12/14/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
COMER, W BRUCE IIIMEMBER, MANAGING DIRECTOR, CCO2633820
FISLER, MARK EDWARDMEMBER, MANAGING DIRECTOR1411345
COLLINS, ELIZABETH SARAHFINOP4714831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN PARK SECURITIES, LLC

CRD#: 282608Edina, MN 55439

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