Jeffrey W. Rollins

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CRD#: 6961696

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey W Rollins, who also goes by Jeffrey Rollins, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2018. Jeffrey had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey Rollins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Director on two private companies held in current client's portfolio part of current employment. No compensation received. On the Board of Dover Downs Entertainment and Dover Motor Sports, Entertainment Industry (not investment related), since 09/1992, Approximately 2 hours a month, mtgs are during trading hours, corporate governance and direction. 1131 N. Dupont Hwy, Dover, DE 19901

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 26, 2018 - January 28, 2025

ASHFORD CAPITAL MANAGEMENT INC

RIA

CRD#: 110696

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696 / SEC#: 801-15054

RIA

Registered Investment Advisory firm - (2/15/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2018

Uniform Investment Adviser Law Examination

Current Firm

ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696 / SEC#: 801-15054

RIA

Registered Investment Advisory firm - (2/15/1980 Approved)

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Contact information

Main Address

One Walkers Mill Road, Wilmington, DE 19807-2317

Mailing Address

Phone number

(302) 655-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASHFORD CAPTIAL MANAGEMENT PART 2A OF FORM ADV (12/19/2024)

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 894,756,552

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey W. Rollins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASHFORD CAPITAL MANAGEMENT INC

Primary Firm SEC Registration

ASHFORD CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2018

Current Firm

ASHFORD CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHFORD CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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