Sudharsan Sriram
Professional Summary
Sudharsan Sriram, who also goes by Suddy Sriram, is a registered financial advisor currently at STONEPEAK SECURITIES LLC. Sudharsan is registered as a RR (Registered Representative) and started their career in finance in 2018. Sudharsan has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Suddy Sriram
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
STONEPEAK SECURITIES LLC
Contact Information
Main Address
550 W. 34th St 48th Floor, New York, NY 10001Mailing Address
550 W. 34th St 48th Floor, New York, NY 10001Phone Number
(212) 907-5100Established
Delaware since 08/13/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/6/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2018About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sudharsan Sriram's CRS (Customer Relationship Summary).
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