Wei Dong Liu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wei Dong Liu was a registered financial professional .
Wei Dong is a previously registered financial professional and started their career in finance in 2021. Wei Dong had worked at 3 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2022 - March 9, 2023
CVC FUNDING, LLC
February 17, 2021 - April 27, 2022
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
February 17, 2021 - April 27, 2022
PERELLA WEINBERG PARTNERS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/17/2021
General Securities Representative ExaminationCurrent Firm
CVC FUNDING, LLC
CRD#: 277056 / SEC#: , 8-69650
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
