Chad D. Carlos

IAMS WEALTH MANAGEMENT

OMAHA, NE 68022

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CRD#: 6960338

Professional summary

Chad Don Carlos, who also goes by Chad D Carlos, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Omaha, Nebraska.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Chad has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad D Carlos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Individual Agent: POSITION: Insurance Agent NATURE: Fixed Insurance Sales - Life & health Insurance and Annuities, INVESTMENT RELATED: No NUMBER OF HOURS PER MONTH: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/2021 ADDRESS: 14507 California St. Omaha, NE 68154

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Don Carlos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2024 - Present

IAMS WEALTH MANAGEMENT, LLC

Office #1: 18881 West Dodge Road Suite 180e, Omaha, NE 68022

RIA

CRD#: 286085

OMAHA, NE

Past

August 10, 2023 - July 11, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

OMAHA, NE

Past

August 10, 2023 - July 11, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Past

June 7, 2021 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

OMAHA, NE

Past

June 2, 2021 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

OMAHA, NE

Past

October 21, 2019 - February 22, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Omaha, NE

Past

October 16, 2019 - May 19, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

September 25, 2019 - May 19, 2021

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/1/2019

Securities Industry Essentials Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad D. Carlos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Don Carlos's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2019

Series 7TO

Date: 9/25/2019

SIE

Date: 7/1/2019

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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